SOVEREIGN CAPITAL ALLIANCE 

Sovereign Capital Alliance operates a compliance-led introducer model in line with UK regulatory and data protection standards.

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✔ AML & KYC
All counterparties are subject to appropriate Anti-Money Laundering (AML) and Know Your Customer (KYC) checks using industry-standard verification platforms.

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✔ Data Protection
We are committed to safeguarding personal data and operate in accordance with ICO data protection requirements.

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✔ Professional Indemnity
Our introducer services are covered by professional indemnity insurance.

 

✔ Clear Terms
All introductions are documented through formal agreements, including non-circumvention provisions, ensuring clarity and protection for all parties.

 

✔ No Client Money
We do not hold, control, or transfer client funds. All transactions are conducted directly between buyer and seller via their appointed professional advisers.

 

Important Notice:
Sovereign Capital Alliance acts as an introducer only. We do not provide regulated financial, legal, or tax advice.